Chi Chung Lee
李志聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chung Lee (李志聰), a licensed Responsible Officer with CE reference BFU199. Currently licensed at 1 firm(s): Aspenwood Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 |
RO | Type 4 — Advising on securities | 2017-02-13 | present |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
RO | Type 9 — Asset management | 2017-02-13 | present |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-10 | 2017-02-13 |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 9 — Asset management | 2017-01-10 | 2017-02-13 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-19 | 2016-12-23 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-03 | 2016-12-23 |