Hoi Wai Ma
馬凱威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Wai Ma (馬凱威), a licensed Responsible Officer with CE reference ADS048. Currently licensed at 1 firm(s): Gentleman Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gentleman Capital Limited 紳士資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-20 | present |
| Gentleman Capital Limited 紳士資本有限公司 |
RO | Type 4 — Advising on securities | 2023-10-17 | present |
| Gentleman Capital Limited 紳士資本有限公司 |
RO | Type 9 — Asset management | 2021-12-10 | present |
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 9 — Asset management | 2021-09-13 | 2021-12-10 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-05-18 | 2021-07-23 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-05-18 | 2021-07-23 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-14 | 2021-07-23 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-03-14 | 2021-07-23 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 9 — Asset management | 2019-03-14 | 2021-07-23 |
| Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2007-08-10 | 2017-06-02 |
| Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-02-06 | 2007-06-14 |
| Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-06 | 2007-02-06 |
| Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-01-06 | 2007-08-10 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-12-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-10 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-11-10 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-10 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-12-30 |