Dalton Capital (Hong Kong) Limited

萬智投資管理(香港)有限公司
CE No. ALU764 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dalton Capital (Hong Kong) Limited (萬智投資管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ALU764. Current licensed staff on file: 0 (total recorded over time: 10). Earliest licence on file: 2005-07-18.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2005-07-18 2007-06-22
Type 9 — Asset management 2005-07-18 2018-03-22

Licensed staff (all-time) (10)
Active on date

Name Activities First licensed To
Andrew Searle Dalton RO 1, 9 2005-07 2011-04
Henrietta Chun Hang Luk 陸仲珩 RO 1, 9 2005-07 2017-06
Hoi Wai Ma 馬凱威 RO 1, 9 Rep 1, 9 2006-01 2017-06
Jo Ann Chan 陳楚賢 Rep 9 2016-09 2017-08
Yunyun Dai 戴芸芸 Rep 9 2008-01 2010-11
Pak Cheong Ip 葉百昌 Rep 9 2007-11 2008-10
Tak Ho Kung 孔德豪 Rep 9 2007-06 2007-12
Thomas Y Yu Lo 盧韋耀 Rep 1, 9 2007-04 2013-12
William Maxim Renton Parr Rep 1, 9 2006-06 2009-09
Alexander Buchanan Sen Rep 9 2007-08 2008-03
Showing 1–10 of 10

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