Kin Pan Chan
陳健斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Pan Chan (陳健斌), a licensed Responsible Officer with CE reference AZB954. Currently licensed at 1 firm(s): Aspenwood Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 |
RO | Type 4 — Advising on securities | 2016-11-15 | present |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
RO | Type 9 — Asset management | 2016-11-15 | present |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-11-04 | 2016-11-03 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-28 | 2015-11-04 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-28 | 2016-11-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-25 | 2013-01-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-04-25 | 2013-01-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-03-01 | 2012-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2012-03-01 | 2012-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2012-03-01 | 2012-03-29 |