Kane Yang

CE No. AUT778 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kane Yang, a licensed former licensee with CE reference AUT778. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Redwood Asset Management Limited
紅木林資產管理有限公司
RO Type 1 — Dealing in securities 2021-09-09 2026-04-16
Redwood Asset Management Limited
紅木林資產管理有限公司
RO Type 4 — Advising on securities 2021-09-09 2026-04-16
Redwood Asset Management Limited
紅木林資產管理有限公司
RO Type 9 — Asset management 2021-09-09 2026-04-16
VI Asset Management Company Limited
弘勵資產管理有限公司
RO Type 1 — Dealing in securities 2019-06-03 2021-04-01
VI Asset Management Company Limited
弘勵資產管理有限公司
RO Type 4 — Advising on securities 2019-06-03 2021-04-01
VI Asset Management Company Limited
弘勵資產管理有限公司
RO Type 9 — Asset management 2019-06-03 2021-04-01
Hong Kong Asset Management Limited
香港資產管理有限公司
RO Type 1 — Dealing in securities 2017-02-15 2019-03-11
Hong Kong Asset Management Limited
香港資產管理有限公司
RO Type 4 — Advising on securities 2011-11-17 2019-03-11
Hong Kong Asset Management Limited
香港資產管理有限公司
RO Type 9 — Asset management 2011-11-17 2019-03-11

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