Stephen Raymond Park-Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Raymond Park-Smith ( ), a licensed former licensee with CE reference AGN072. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2004-11-25 | 2005-02-17 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-08-12 | 2004-10-12 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-30 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-30 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-30 |