Hoi Yan Kwong
鄺愷欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan Kwong (鄺愷欣), a licensed Responsible Officer with CE reference AIX578. Currently licensed at 1 firm(s): Dakin Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dakin Capital Limited 德健融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-11-13 | present |
| Dakin Capital Limited 德健融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-31 | 2018-11-13 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-04-16 | 2017-09-20 |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-05-16 | 2007-04-01 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-10 | 2006-05-16 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-01 | 2006-03-20 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-01 | 2006-03-20 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-18 | 2004-03-31 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-18 | 2004-03-31 |