Kin Kwan Ng
吳建群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Kwan Ng (吳建群), a licensed former licensee with CE reference AYT810. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trenda Corporate Finance Limited 淳大金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-03-15 | 2023-06-05 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-14 | 2020-08-28 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-14 | 2018-11-28 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-14 | 2020-08-28 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-03 | 2017-05-27 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-06-03 | 2017-05-27 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-10 | 2013-03-20 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-01-10 | 2013-03-20 |