Chung Ho Kwok
郭仲豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Ho Kwok (郭仲豪), a licensed Responsible Officer with CE reference APE878. Currently licensed at 1 firm(s): Advent Corporate Finance Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Advent Corporate Finance Limited 宏智融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-10-21 | present |
| Advent Corporate Finance Limited 宏智融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-09-01 | 2022-10-21 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-04-16 | 2022-07-18 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-03-19 | 2019-04-16 |
| Huabang Corporate Finance Limited 華邦融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-06-05 | 2019-02-09 |
| Huabang Corporate Finance Limited 華邦融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-28 | 2017-06-05 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-29 | 2017-02-24 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-01 | 2012-02-08 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-01 | 2012-02-08 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-21 | 2011-05-24 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-21 | 2010-03-31 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-03 | 2011-05-24 |