Tsun Kit Chen
陳俊傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsun Kit Chen (陳俊傑), a licensed former licensee with CE reference ARN749. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-26 | 2023-08-28 |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-26 | 2023-08-28 |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-10-26 | 2023-08-28 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-08-21 | 2021-05-06 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-25 | 2021-05-06 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-06-25 | 2019-08-21 |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-03-02 | 2019-05-25 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-09 | 2019-05-25 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-09 | 2018-03-02 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-04-14 | 2017-11-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-26 | 2017-11-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-26 | 2014-04-14 |