Gladys Nok Yan Man
文諾欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gladys Nok Yan Man (文諾欣), a licensed former licensee with CE reference AWD244. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-02-20 | 2023-12-19 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-11-23 | 2020-02-20 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-26 | 2012-11-12 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-26 | 2012-11-12 |