Phyllis Ho Yi Choi
蔡可兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phyllis Ho Yi Choi (蔡可兒), a licensed former licensee with CE reference AHZ637. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-06 | 2023-05-10 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-06 | 2023-05-10 |
| Great Wall Pan Asia Corporate Finance Limited 長城環亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-07-03 | 2023-05-10 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-12-09 | 2017-06-08 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-10-26 | 2015-12-09 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-01-30 | 2015-10-07 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-05 | 2015-01-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-24 | 2012-07-27 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-03 | 2010-02-13 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-06-03 | 2010-02-13 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-03 | 2008-09-27 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-31 | 2008-09-27 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-29 | 2007-08-07 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-09-20 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |