Ka Yu Tam
譚家裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yu Tam (譚家裕), a licensed former licensee with CE reference API010. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-26 | 2023-12-22 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-06-14 | 2023-12-22 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-11-06 | 2022-06-14 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-10 | 2020-10-19 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-09-10 | 2020-10-19 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-27 | 2014-07-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-27 | 2014-07-31 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-20 | 2014-02-13 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-20 | 2010-03-31 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-06 | 2014-02-13 |