Yan Tung Lai
黎欣彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Tung Lai (黎欣彤), a licensed former licensee with CE reference BFP509. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-17 | 2023-03-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-17 | 2023-03-31 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-15 | 2021-08-15 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-15 | 2021-08-15 |