Chi Wai Liu
廖子慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Liu (廖子慧), a licensed Responsible Officer with CE reference AGF471. Currently licensed at 2 firm(s): Lego Securities Limited, Lego Corporate Finance Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-20 | present |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-01-13 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-03-09 | 2016-01-03 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-02-12 | 2009-03-09 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-26 | 2009-01-20 |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-04-18 | 2009-01-20 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-13 | 2007-04-18 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-06-09 | 2005-03-30 |
| Hooray Capital Limited 好盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-04 |