Yat Chuen Yeung
楊日泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Chuen Yeung (楊日泉), a licensed former licensee with CE reference AOJ604. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino Wealth Securities Limited 國新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-06 | 2016-06-03 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-22 | 2014-09-24 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-22 | 2014-09-24 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-22 | 2014-09-24 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-30 | 2014-03-29 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-01-08 | 2014-03-29 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-19 | 2012-12-31 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-19 | 2012-12-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-30 | 2011-10-04 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-30 | 2011-10-04 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-30 | 2011-10-04 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-03 | 2010-07-16 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-12 | 2010-07-16 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-15 | 2009-10-28 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-02-15 | 2009-10-28 |