Sino Wealth Securities Limited
國新證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sino Wealth Securities Limited (國新證券有限公司), a Hong Kong-based licensed corporation with CE reference AYU192. Current licensed staff on file: 0 (total recorded over time: 22). Earliest licence on file: 2012-03-05.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2012-03-05 | 2025-12-31 |
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Stephen Cheuk Yu Chan 陳卓宇 | RO 1 | 2020-10 | 2025-06 |
| Dannise Mei Kuen Leung 梁美娟 | RO 1 Rep 1 | 2014-09 | 2020-09 |
| Kin Wai Mok 莫建偉 | RO 1 | 2014-03 | 2014-10 |
| Chi Shing Tiu 刁志誠 | RO 1 Rep 1 | 2016-02 | 2020-06 |
| Samuel Chiu Wah Tsang 曾超華 | RO 1 | 2012-03 | 2013-12 |
| Wing Yiu Tsang 曾榮耀 | RO 1 | 2012-03 | 2014-08 |
| Hin Tat Wat 屈顯達 | RO 1 Rep 1 | 2014-08 | 2023-08 |
| Ying Hang Wat 屈應鏗 | RO 1 Rep 1 | 2014-08 | 2016-12 |
| Chung Yin Au 歐仲賢 | Rep 1 | 2016-06 | 2024-07 |
| Pak Sun Chan 陳柏辰 | Rep 1 | 2016-11 | 2017-02 |
| Shuk Wan Chow 周淑雲 | Rep 1 | 2019-09 | 2024-07 |
| Tit Man Chow 周鐵民 | Rep 1 | 2020-08 | 2021-11 |
| Sau Chak Heung 香秀澤 | Rep 1 | 2016-06 | 2019-11 |
| Alvin Tze Fai Ip 葉子暉 | Rep 1 | 2019-09 | 2021-08 |
| Tai Kong Lam 林大剛 | Rep 1 | 2012-12 | 2013-12 |
| Pui Sha Law 羅貝莎 | Rep 1 | 2015-12 | 2019-08 |
| Yiu Cheong Pang 彭耀昌 | Rep 1 | 2012-04 | 2013-12 |
| Kwok Wai Poon 潘國威 | Rep 1 | 2012-04 | 2013-12 |
| Kam Po Sze 施金波 | Rep 1 | 2016-06 | 2018-01 |
| Tak Chuen Tsang 曾德全 | Rep 1 | 2014-09 | 2024-07 |
| Hin Lun Wu 胡顯麟 | Rep 1 | 2015-01 | 2017-02 |
| Yat Chuen Yeung 楊日泉 | Rep 1 | 2015-03 | 2016-06 |
Showing 1–22 of 22