Tit Man Chow
周鐵民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tit Man Chow (周鐵民), a licensed former licensee with CE reference AEE803. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino Wealth Securities Limited 國新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-07 | 2021-11-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2020-07-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-02 | 2017-10-02 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-22 | 2010-06-04 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-02 | 2009-04-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-06 | 2008-03-20 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-30 | 2007-06-07 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-30 | 2007-06-07 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-10 | 2006-05-19 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-29 | 2006-05-05 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-29 | 2006-05-05 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-12-19 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-21 |