Samuel Chiu Wah Tsang
曾超華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Chiu Wah Tsang (曾超華), a licensed former licensee with CE reference AAA566. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-21 | 2022-02-16 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-22 | 2021-04-21 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-01 | 2021-03-18 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-11 | 2019-10-31 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-09 | 2019-04-11 |
| Ethk Securities Limited |
RO | Type 1 — Dealing in securities | 2018-06-21 | 2018-12-31 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-18 | 2017-09-30 |
| Prior Securities Limited 昇悅證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-29 | 2016-07-12 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-15 | 2016-02-12 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2014-03-28 | 2014-05-01 |
| Sino Wealth Securities Limited 國新證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-05 | 2013-12-31 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-02-23 | 2011-12-22 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-12 | 2007-02-23 |
| Roofer Securities Limited 路華證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-10 | 2006-08-31 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-01 | 2005-10-10 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-14 | 2005-07-27 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-14 | 2005-07-28 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-13 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-13 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-01 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-01 |