Roofer Securities Limited

路華證券有限公司

CE No. AER871 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roofer Securities Limited (路華證券有限公司), a Hong Kong-based licensed corporation with CE reference AER871. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 10 (total recorded over time: 38). Earliest licence on file: 2020-12-17.

More firms doing Dealing in securities →More firms doing Advising on securities →

Registered address

Unit 25B01, 25/F, Far East Finance Center, 16 Harcourt Road, Admiralty

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	2020-12-17	present
Type 4 — Advising on securities	present	2004-11-30
Type 6 — Advising on corporate finance	present	2004-11-30
Type 9 — Asset management	present	2004-11-30

Licensed staff (all-time) (38)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Yu (SFC:BOS198) Cao 曹裕	RO 1 Rep 1, 4	2023-10	2025-03
Kin Wah Chan 陳健華	RO 1, 4 Rep 1, 4	2024-04	Present
Daqi Chen 陳達祺	RO 1 Rep 1, 4	2025-09	Present
Carrie Lun 倫緦潣	RO 1, 4	2024-04	Present
Wai (SFC:AAE362) Ng 吳偉	RO 1	2004-10	2019-07
Sabrina On Nang Ngan 顏安娜	RO 1, 4, 6, 9	Pre-2003	2021-02
Samuel Chiu Wah Tsang 曾超華	RO 1 Rep 1	2005-09	2006-08
Tak Keung Tse 謝德強	RO 1, 4 Rep 1	2012-03	2023-09
Guangwei Wang 王光偉	RO 1 Rep 1	2006-07	2012-06
Yingshi Wu 吳應時	RO 1, 4 Rep 1, 4	2021-11	2024-01
Niki Ning Ki Yeung 楊靈機	RO 1, 4	2020-07	2025-05
Betty Tat May Chan 陳達美	Rep 1	2011-07	2012-09
Janet Vai Ha Chan 陳惠霞	Rep 1	2008-06	2008-08
Xuanren Chen 陳宣任	Rep 1, 4	2025-11	Present
Alan Chung Lun Chiu 趙仲麟	Rep 1, 4, 6, 9	Pre-2003	2013-04
Samuel Se Chung Chiu 趙士聰	Rep 1, 4, 6, 9	Pre-2003	2019-01
Lai Sheung Choi 蔡麗霜	Rep 1, 4, 6, 9	Pre-2003	2006-04
Andrew Chu 朱立年	Rep 1	2014-05	2021-11
Chi Kin Fung 馮智堅	Rep 1, 4, 6, 9	Pre-2003	Present
Sijing Guo 郭思靜	Rep 1, 4	2024-06	Present
Tack Yan Kwok 郭德恩	Rep 1, 4, 6, 9	Pre-2003	2019-01
Tak Chi Law 羅德智	Rep 1	2005-06	2005-10
An Li 李岸	Rep 1	2019-12	2025-01
Shuonan Li 李碩楠	Rep 1, 4	2024-01	2025-02
Tinghui Li 李庭輝	Rep 1, 4	2024-01	2024-11
Xunming Li 李迅明	Rep 1, 4	2023-06	Present
Chui Koon Liu 廖翠觀	Rep 1, 4, 6, 9	Pre-2003	2008-07
Ning (SFC:APC265) Liu 劉宁	Rep 1	2007-07	2018-07
To Ming Lui 呂道明	Rep 1, 4, 6, 9	Pre-2003	2023-02
Tiancheng Ruan 阮天成	Rep 1, 4	2022-01	2024-01
Mary Ting Hing See 施庭卿	Rep 1, 4, 6, 9	Pre-2003	Present
Lei (SFC:BIE889) Shi 石磊	Rep 1, 4	2025-12	Present
Wing Kam Siu 蕭永鑫	Rep 1	2010-07	2011-07
Chin Ping Tang 鄧展平	Rep 1	2003-10	2004-03
Sau King Tang 鄧秀琼	Rep 1, 4, 6, 9	Pre-2003	2021-07
Chung Kwan Wong 黃頌君	Rep 1	2009-01	2009-05
Lei (SFC:BUS551) Wu 吳蕾	Rep 1	2024-04	2025-01
Yang (SFC:BXO499) Yu 于洋	Rep 1, 4	2026-04	Present