Niki Ning Ki Yeung
楊靈機
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Niki Ning Ki Yeung (楊靈機), a licensed former licensee with CE reference ATD246. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roofer Asset Management Limited 路華資產管理有限公司 |
RO | Type 9 — Asset management | 2021-05-07 | 2025-05-16 |
| Roofer Securities Limited 路華證券有限公司 |
RO | Type 4 — Advising on securities | 2020-12-17 | 2025-05-16 |
| Roofer Securities Limited 路華證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-31 | 2025-05-16 |
| DOUBLE S CAPITAL LIMITED 溪源資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-06 | 2020-06-08 |
| DOUBLE S CAPITAL LIMITED 溪源資本有限公司 |
Rep | Type 9 — Asset management | 2020-04-06 | 2020-06-08 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-11 | 2019-06-29 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-11 | 2019-06-29 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-30 | 2014-03-05 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-02 | 2011-01-14 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-02 | 2011-01-14 |