Sijing Guo
郭思靜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sijing Guo (郭思靜), a licensed Representative with CE reference AZR300. Currently licensed at 2 firm(s): Roofer Securities Limited, Roofer Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-18 | present |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-18 | present |
| Roofer Asset Management Limited 路華資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-06-18 | present |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-24 | 2024-01-10 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-24 | 2024-01-10 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-24 | 2024-01-10 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-09 | 2021-01-12 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-09 | 2021-01-12 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-04-09 | 2021-01-12 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-12 | 2014-02-17 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-12 | 2014-02-17 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-06-12 | 2014-02-17 |