Tak Chi Law
羅德智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Chi Law (羅德智), a licensed Responsible Officer with CE reference ADW518. Currently licensed at 1 firm(s): China-Hong Kong Connect International Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-12-05 | present |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-11 | 2025-12-05 |
| United Securities Limited 團結證券有限公司 |
RO | Type 9 — Asset management | 2022-12-22 | 2025-06-12 |
| United Securities Limited 團結證券有限公司 |
Rep | Type 9 — Asset management | 2021-11-15 | 2022-12-22 |
| United Securities Limited 團結證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-03 | 2025-06-12 |
| United Securities Limited 團結證券有限公司 |
RO | Type 4 — Advising on securities | 2019-07-03 | 2025-06-12 |
| United Securities Limited 團結證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-19 | 2019-07-03 |
| United Securities Limited 團結證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-19 | 2019-07-03 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-16 | 2019-06-07 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
RO | Type 4 — Advising on securities | 2014-12-16 | 2019-06-07 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-15 | 2014-12-16 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-15 | 2014-12-16 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-25 | 2014-12-10 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-17 | 2012-07-25 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-16 | 2005-10-23 |