Tack Yan Kwok
郭德恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tack Yan Kwok (郭德恩), a licensed Representative with CE reference AAI367. Currently licensed at 1 firm(s): Caitong International Securities Co., Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-01 | present |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-20 | 2022-10-14 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-18 | 2022-01-07 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-01-31 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-30 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-30 |