To Ming Lui
呂道明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Ming Lui (呂道明), a licensed Representative with CE reference AAB550. Currently licensed at 1 firm(s): Silverbricks Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverbricks Securities Company Limited 元庫證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-10 | present |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2023-02-24 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-22 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-22 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-22 |