Chui Koon Liu
廖翠觀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chui Koon Liu (廖翠觀), a licensed former licensee with CE reference AFQ291. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-31 | 2015-04-12 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-19 | 2009-05-07 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-19 | 2009-05-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-04 | 2008-07-30 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-07-01 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-30 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-30 |