Tai Shing Stock Investment Co. Limited
大盛証券投資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Shing Stock Investment Co. Limited (大盛証券投資有限公司), a Hong Kong-based licensed corporation with CE reference AEX212. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 8 (total recorded over time: 66).
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Room 801-4 Haleson Building, 1 Jubilee Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2005-01-14 |
Licensed staff (all-time) (66)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chun Ming Chan 陳循明 | RO 1, 4, 9 | Pre-2003 | 2017-08 |
| Tsz Ching Kwok 郭子靜 | RO 1 Rep 1, 4, 9 | 2009-12 | Present |
| Cheuk Fung Lam 林卓峯 | RO 1, 4 Rep 1, 4, 6, 9 | Pre-2003 | 2005-04 |
| Chi Yuen Lui 呂子元 | RO 1, 4 Rep 1, 4, 9 | 2008-10 | Present |
| Cinderella Miu Han Tam 譚妙嫺 | RO 1, 4, 6, 9 | Pre-2003 | 2011-04 |
| Suk Chi Quinnie Tam 譚淑孳 | RO 1, 4, 9 Rep 1, 4, 9 | 2011-03 | Present |
| Tammy Suk Yan Tam 譚淑欣 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Man Kuen Au 區敏娟 | Rep 4 | 2009-06 | 2010-02 |
| Oi Wa Chan 陳愛華 | Rep 1 | 2005-09 | 2007-02 |
| Sam Man Lung Chang 張敏龍 | Rep 1, 4 | 2009-04 | 2012-05 |
| Yin Ping Jacqueline Chau 周燕萍 | Rep 1 | 2011-01 | 2014-04 |
| Hong Wa Cheng 鄭康華 | Rep 1, 4 | 2005-02 | 2020-08 |
| Eman Chi Ying Cheung 張智瑩 | Rep 4 | 2009-04 | 2010-03 |
| Sung Fat Chin 錢崇發 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-04 |
| Tsz Lun Choi 蔡子麟 | Rep 1 | 2005-02 | 2005-10 |
| Chi Yan Chong 莊至仁 | Rep 1 | 2010-05 | 2011-01 |
| Vivian Ka Lai Chow 周珈儷 | Rep 4 | 2009-04 | 2009-06 |
| King Kau Chu 朱景球 | Rep 1, 4, 6, 9 | Pre-2003 | 2018-08 |
| Shan Shan Chu 朱珊珊 | Rep 4 | 2009-04 | 2010-01 |
| Yat Ming Chu 朱日明 | Rep 1 | 2008-05 | 2010-08 |
| So Mei Chung 鍾素媚 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-06 |
| Choi Wan Fung 馮彩雲 | Rep 1 | 2006-09 | 2007-02 |
| Chi Chung (SFC:ANH719) Ho 何智聰 | Rep 4 | 2009-07 | 2010-08 |
| Shuk Chong Hung 洪淑莊 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Michael Mohammed Ismail 馬文龍 | Rep 1 | 2010-09 | 2026-04 |
| Wing Lun Kao 高永倫 | Rep 1 | 2018-07 | 2023-12 |
| Isabel Yuen Han Kwan 關宛嫻 | Rep 4 | 2009-04 | 2010-02 |
| Chun Kong Kwok 郭振江 | Rep 1 | 2007-09 | 2008-05 |
| Danny Wing Hong Kwong 鄺永康 | Rep 1 | 2009-09 | 2012-06 |
| Wing Tong (SFC:AKV006) Lau 劉永棠 | Rep 1 | 2010-08 | 2010-12 |
| Sin Yee Lee 李倩儀 | Rep 1 | 2011-02 | 2013-07 |
| Siu Yuen (SFC:AFF121) Lee 李紹遠 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-01 |
| Angel On Ki (SFC:APR262) Leung 梁安琪 | Rep 1 | 2012-12 | 2025-12 |
| Hon Hung Leung 梁漢雄 | Rep 4 | 2004-07 | 2009-10 |
| King Chung Leung 梁競聰 | Rep 1 | 2008-06 | 2009-09 |
| Kit Ling Li 李潔玲 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Lam Wai Li 李林威 | Rep 1 | 2010-08 | 2011-12 |
| Maria Sin Ling Lo 羅倩伶 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-11 |
| Ka Ki Man 文嘉麒 | Rep 4 | 2010-05 | 2012-03 |
| Sing Wa Man 文星華 | Rep 1 | 2007-06 | 2008-05 |
| Hoi Yan Mok 莫愷欣 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Wing Ki Mok 莫詠琪 | Rep 1 | 2011-07 | 2012-07 |
| Kai Chong Ng 吳佳創 | Rep 1 | 2011-01 | 2011-03 |
| Stephen Kei Choy Ng 吳其材 | Rep 1 | 2018-07 | Present |
| Tin Yau (SFC:AOV374) Ng 吳天祐 | Rep 4 | 2009-04 | 2010-04 |
| Dickson Siu Fung Poon 潘少鋒 | Rep 1 | 2007-09 | 2008-04 |
| Ka Yee Shum 岑嘉怡 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-10 |
| Sheung Chi So 蘇尚志 | Rep 4 | 2009-06 | 2009-07 |
| Chak Ming Tang 鄧澤明 | Rep 1 | 2010-06 | 2011-01 |
| Samuel Chiu Wah Tsang 曾超華 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Siu Kam Tse 謝小琴 | Rep 1, 4, 6, 9 | Pre-2003 | 2019-12 |
| Wing Kei Tse 謝詠基 | Rep 1 | 2008-05 | 2010-03 |
| Yuk Chee Wan 溫玉芝 | Rep 4 | 2009-08 | 2011-04 |
| Chi Fai (SFC:AQG722) Wong 黃志揮 | Rep 1 | 2008-02 | 2016-06 |
| Jack Lai Yin Wong 黃禮賢 | Rep 4 | 2009-10 | 2010-12 |
| Katherine Suk Kam Wong 王淑琴 | Rep 1, 4, 6, 9 | Pre-2003 | 2019-11 |
| Ngai Shing Wong 王毅承 | Rep 4 | 2005-09 | 2006-04 |
| Wallace Tsz Hing Wong 黃子卿 | Rep 4 | 2009-06 | 2010-01 |
| Ka Chi Yau 邱家智 | Rep 1 | 2007-08 | 2008-07 |
| Alex Yam Yu Yip 葉蔭裕 | Rep 4 | 2009-04 | 2010-12 |
| Ka Fai Yip 葉嘉輝 | Rep 1 | 2007-11 | 2010-10 |
| Chun Wai Yu 余俊緯 | Rep 1 | 2010-12 | 2012-06 |
| Nga Chi Yu 余雅芝 | Rep 1 | 2010-05 | 2011-05 |
| Wenze Yu 余文澤 | Rep 1 | 2006-12 | 2022-04 |
| Shun Kit Yung 容舜傑 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-05 |
| Tai Kai Yung 翁大溪 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-02 |
Showing 1–66 of 66
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