Tammy Suk Yan Tam
譚淑欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tammy Suk Yan Tam (譚淑欣), a licensed Responsible Officer with CE reference ADQ158. Currently licensed at 1 firm(s): Tai Shing Stock Investment Co. Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 9 — Asset management | present | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-14 |