Stephen Kei Choy Ng
吳其材
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Kei Choy Ng (吳其材), a licensed Representative with CE reference AAG360. Currently licensed at 1 firm(s): Tai Shing Stock Investment Co. Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-04 | present |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-14 | 2018-06-23 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2017-02-14 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-26 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-26 |