Sun Growth Securities Limited
志昇証券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sun Growth Securities Limited (志昇証券有限公司), a Hong Kong-based licensed corporation with CE reference ABV648. Current licensed staff on file: 0 (total recorded over time: 57). Earliest licence on file: 2019-01-07.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2022-02-11 |
| Type 4 — Advising on securities | 2019-01-07 | 2022-02-11 |
| Type 4 — Advising on securities | present | 2004-11-26 |
| Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Type 9 — Asset management | 2020-02-28 | 2022-02-11 |
| Type 9 — Asset management | present | 2004-11-26 |
Licensed staff (all-time) (57)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kwok Yan Cheung 張國仁 | RO 1 Rep 1 | 2017-11 | 2021-01 |
| Yuting Hu 胡玉婷 | RO 1 Rep 1 | 2016-11 | 2018-05 |
| Wing Lun Kao 高永倫 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2018-06 |
| Chak Lam Lau 劉澤林 | RO 1 Rep 1 | 2017-10 | 2019-07 |
| Yiu Bun Lau 劉耀斌 | RO 4, 9 | 2020-02 | 2020-09 |
| Wai Keung Lee 李偉強 | RO 1 Rep 1 | 2018-03 | 2020-12 |
| Ren Liu 劉韌 | RO 1 Rep 1 | 2016-11 | 2017-04 |
| Ka Ka Mak 麥嘉嘉 | RO 4 Rep 1 | 2018-05 | 2019-08 |
| Stephen Kei Choy Ng 吳其材 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2018-06 |
| Zhihao Qiu 邱智豪 | RO 1 Rep 1 | 2016-11 | 2017-05 |
| Linjun Wang 王琳君 | RO 1, 4 Rep 1 | 2017-06 | 2019-11 |
| Hoi Ki Wong 黃海祺 | RO 1, 4, 9 Rep 1 | 2017-09 | 2021-02 |
| Parish Cheung Ki Wong 黃長基 | RO 1 Rep 1 | 2017-04 | 2017-10 |
| Siu Leung Wong 黃紹良 | RO 1, 4 Rep 1 | 2017-07 | 2019-06 |
| Alice Suk Hing Au 區淑馨 | Rep 1, 4, 6, 9 | Pre-2003 | 2020-05 |
| Chiu Fai Chan 陳昭暉 | Rep 1 | 2013-12 | 2014-08 |
| Fung Han (SFC:AHS937) Chan 陳鳳嫻 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-05 |
| Sunny Chi Cheung Chan 陳志翔 | Rep 1, 4, 6, 9 | Pre-2003 | 2018-11 |
| Yu Kong Chan 陳宇江 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Yuk Fei Chan 陳育飛 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| Shuqi Chen 陳姝祺 | Rep 1 | 2017-06 | 2018-05 |
| Leslie See Chun Cheng 鄭思進 | Rep 1 | 2018-04 | 2019-07 |
| Sandra Wing Yi Cheung 張詠儀 | Rep 1 | 2019-01 | 2020-12 |
| Sze Tung Cheung 張仕通 | Rep 1 | 2018-07 | 2019-01 |
| Edmund Kinwin Chu 朱建榮 | Rep 1 | 2018-10 | 2018-11 |
| Perdo Wang Kei Ho 何宏基 | Rep 1 | 2017-10 | 2018-05 |
| Yiu Hung Hung 孔耀鴻 | Rep 1 | 2017-11 | 2020-06 |
| Wai Kwai 季委 | Rep 1 | 2017-10 | 2018-05 |
| Shiu Wing Kwong 鄺紹榮 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Sung Wai Lam 林崇偉 | Rep 1 | 2018-05 | 2020-06 |
| Hon Wai Lau 劉漢威 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-08 |
| Keng Man Lau 劉鏡文 | Rep 1, 4, 6, 9 | Pre-2003 | 2016-12 |
| Yee Tak Lau 劉義德 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-07 |
| Foster Siu Hang Lee 李兆鏗 | Rep 1 | 2018-11 | 2019-09 |
| Siu Hung (SFC:ADV083) Lee 李少雄 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-12 |
| Tik Wa Lee 李迪華 | Rep 1 | 2018-08 | 2019-03 |
| Wai Ngai Weeny Lee 李瑋毅 | Rep 1 | 2018-04 | 2018-08 |
| Eric Yiu Ming Leung 梁耀明 | Rep 1 | 2017-09 | 2018-11 |
| Ching Cheung Li 李正璋 | Rep 1 | 2018-01 | 2018-04 |
| Chee Wee Eugene Neo 梁志愇 | Rep 1 | 2018-01 | 2018-04 |
| Wai Wah Ng 吳慧華 | Rep 1 | 2018-03 | 2020-01 |
| Suk Ying Poon 潘淑英 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-11 |
| Winnie Lai Shan Tang 鄧麗珊 | Rep 1 | 2006-07 | 2007-01 |
| Chun Sing Tsoi 蔡震星 | Rep 1 | 2018-01 | 2019-09 |
| Andy Sun Keung Wai 衛新強 | Rep 1 | 2004-04 | 2018-11 |
| Queendy Ka Ling Wai 衛嘉玲 | Rep 1, 4, 6, 9 | Pre-2003 | 2016-04 |
| Elly Oi Lai Wong 王愛麗 | Rep 1, 4, 6, 9 | Pre-2003 | 2019-07 |
| Man Kuen Wong 黃文娟 | Rep 1, 4, 6, 9 | Pre-2003 | 2019-05 |
| Po Leung Wong 黃步良 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-07 |
| Tze Pun Wong 黃梓彬 | Rep 1, 4, 6, 9 | Pre-2003 | 2020-06 |
| Kwok Chuen Wu 胡國全 | Rep 1 | 2007-03 | 2007-08 |
| Wang To Wu 吳弘道 | Rep 1, 4, 6, 9 | Pre-2003 | 2020-06 |
| Tsz Hin Wun 溫梓軒 | Rep 1 | 2017-03 | 2018-07 |
| Jonsy Yau 邱麗雅 | Rep 1 | 2017-04 | 2019-01 |
| Che Bun Yim 嚴志彬 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-12 |
| Kwok Tai Yip 葉國泰 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-11 |
| Ruiwen Zhao 趙芮雯 | Rep 1 | 2017-10 | 2018-05 |
Showing 1–57 of 57