Hoi Ki Wong
黃海祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Ki Wong (黃海祺), a licensed former licensee with CE reference AJO046. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-03-20 | 2026-04-16 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-03-20 | 2026-04-16 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-03-20 | 2026-04-16 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 — Advising on securities | 2024-03-20 | 2026-04-16 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 9 — Asset management | 2024-03-20 | 2026-04-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-31 | 2023-05-09 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-05-31 | 2023-05-09 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2022-05-31 | 2023-05-09 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-20 | 2022-05-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-20 | 2022-05-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-04-20 | 2022-05-31 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-25 | 2021-07-09 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-25 | 2021-07-09 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-05-25 | 2021-07-09 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-25 | 2021-07-09 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-25 | 2021-07-09 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-05-25 | 2021-07-09 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | 2021-05-25 | 2021-07-09 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 9 — Asset management | 2020-02-28 | 2021-02-28 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 4 — Advising on securities | 2019-10-09 | 2021-02-28 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-10-09 | 2020-04-23 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
RO | Type 9 — Asset management | 2019-10-09 | 2020-04-23 |
| Sun Growth Futures Limited 志昇期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-25 | 2019-04-16 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-11 | 2021-02-28 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-08 | 2017-10-11 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-18 | 2017-07-28 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-11-05 | 2017-07-28 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-18 | 2016-01-18 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-18 | 2015-11-05 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-24 | 2013-04-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-10-31 | 2013-04-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-23 | 2013-04-06 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-15 | 2005-09-21 |