Shuqi Chen
陳姝祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuqi Chen (陳姝祺), a licensed former licensee with CE reference BGQ883. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-08 | 2018-05-02 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-04 | 2017-03-24 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-04 | 2017-03-24 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-04 | 2016-11-02 |