Kwok Yan Cheung
張國仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yan Cheung (張國仁), a licensed Responsible Officer with CE reference AEJ164. Currently licensed at 1 firm(s): Duncan Futures Limited. Active regulated activities: Type 2 — Dealing in futures contracts; Type 5 — Advising on futures contracts. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-03-11 | present |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-08-23 | present |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-11 | 2025-04-16 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-11 | 2025-04-16 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | 2022-03-11 | 2025-04-16 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-23 | 2025-04-16 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-05-10 | 2021-08-23 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-14 | 2021-08-23 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-06 | 2021-01-31 |
| Sun Growth Futures Limited 志昇期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-11-06 | 2019-04-16 |
| Sun Growth Futures Limited 志昇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-25 | 2018-11-06 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-01 | 2018-11-06 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-13 | 2017-10-31 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-13 | 2017-10-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-08 | 2014-11-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-08 | 2014-11-03 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-11-04 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2013-11-04 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-22 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-11 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-22 |