Chak Lam Lau
劉澤林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Lam Lau (劉澤林), a licensed Responsible Officer with CE reference ABU297. Currently licensed at 1 firm(s): Hantec Wealth Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
RO | Type 4 — Advising on securities | 2022-06-02 | present |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
RO | Type 9 — Asset management | 2022-06-02 | present |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 4 — Advising on securities | 2020-06-30 | 2020-10-30 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-06-18 | 2020-10-30 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-22 | 2020-10-30 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 — Asset management | 2019-09-24 | 2020-10-30 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-26 | 2019-09-24 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-07-25 | 2019-07-29 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
RO | Type 9 — Asset management | 2018-07-25 | 2019-07-29 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-22 | 2019-07-29 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-11 | 2017-12-22 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 — Asset management | 2015-10-30 | 2017-07-20 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-26 | 2017-07-20 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-08-26 | 2017-07-20 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2013-02-28 | 2015-08-06 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-14 | 2015-08-06 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-09-14 | 2015-08-06 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 4 — Advising on securities | 2012-09-14 | 2015-08-06 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-09-14 | 2015-08-06 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 4 — Advising on securities | 2012-08-01 | 2015-08-06 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 9 — Asset management | 2012-08-01 | 2015-08-06 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-04 | 2012-09-14 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-04 | 2012-09-14 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-07-04 | 2013-02-28 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-04 | 2012-09-14 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2012-07-04 | 2012-08-01 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-08-01 | 2012-06-21 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-03-03 | 2012-06-21 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-17 | 2012-06-21 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-13 | 2012-06-21 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-25 | 2012-06-21 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-02-22 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | present | 2008-02-22 |