Wing Lun Kao

高永倫
CE No. AAG337 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lun Kao (高永倫), a licensed former licensee with CE reference AAG337. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Tai Shing Stock Investment Co. Limited
大盛証券投資有限公司
Rep Type 1 — Dealing in securities 2018-07-10 2023-12-31
Sun Growth Securities Limited
志昇証券有限公司
Rep Type 1 — Dealing in securities 2017-01-20 2018-06-29
Sun Growth Securities Limited
志昇証券有限公司
RO Type 1 — Dealing in securities present 2017-01-20
Sun Growth Securities Limited
志昇証券有限公司
RO Type 4 — Advising on securities present 2004-11-26
Sun Growth Securities Limited
志昇証券有限公司
RO Type 6 — Advising on corporate finance present 2004-11-26
Sun Growth Securities Limited
志昇証券有限公司
RO Type 9 — Asset management present 2004-11-26

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