Wing Tong (SFC:AKV006) Lau
劉永棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Tong (SFC:AKV006) Lau (劉永棠), a licensed former licensee with CE reference AKV006. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-19 | 2023-04-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-19 | 2023-04-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-19 | 2023-04-01 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-31 | 2010-12-28 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-12 | 2010-06-09 |