Chun Kong Kwok
郭振江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Kong Kwok (郭振江), a licensed Responsible Officer with CE reference APO661. Currently licensed at 2 firm(s): Zhonghui International Asset Management Company Limited, Zhonghui International Futures Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 25.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhonghui International Asset Management Company Limited 中輝國際資產管理有限公司 |
RO | Type 9 — Asset management | 2025-08-05 | present |
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
RO | Type 1 — Dealing in securities | 2024-06-07 | present |
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-03-15 | present |
| KuCoin Commodity Futures Limited | RO | Type 2 — Dealing in futures contracts | 2021-11-30 | 2024-02-26 |
| KuCoin Commodity Futures Limited | RO | Type 5 — Advising on futures contracts | 2021-11-30 | 2024-02-26 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2021-04-15 | 2021-11-30 |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | 2021-04-15 | 2024-02-26 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | 2021-04-15 | 2024-02-26 |
| KuCoin Asset Management Limited | RO | Type 9 — Asset management | 2021-04-15 | 2024-02-26 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2021-02-02 | 2021-04-15 |
| KuCoin HK Limited | Rep | Type 4 — Advising on securities | 2021-02-02 | 2021-04-15 |
| KuCoin Asset Management Limited | Rep | Type 9 — Asset management | 2021-02-02 | 2021-04-15 |
| Xin Tian Dou Asset Management Ltd 新天都資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-15 | 2021-01-08 |
| Xin Tian Dou Asset Management Ltd 新天都資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-06-15 | 2021-01-08 |
| Xin Tian Dou Asset Management Ltd 新天都資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-15 | 2021-01-08 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-02 | 2019-03-04 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-02 | 2019-03-04 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-20 | 2018-07-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-07-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2018-07-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-23 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-04 | 2018-07-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-29 | 2017-10-02 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-29 | 2017-10-02 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-05 | 2008-05-26 |