Xin Tian Dou Asset Management Ltd
新天都資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Tian Dou Asset Management Ltd (新天都資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BNA749. Current licensed staff on file: 0 (total recorded over time: 2). Earliest licence on file: 2020-06-15.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2020-06-15 | 2022-11-14 |
| Type 4 — Advising on securities | 2020-06-15 | 2022-11-14 |
| Type 9 — Asset management | 2020-06-15 | 2022-11-14 |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chun Kong Kwok 郭振江 | RO 1, 4, 9 | 2020-06 | 2021-01 |
| Wai Kee Tang 鄧偉基 | RO 1, 4, 9 | 2020-06 | 2022-11 |
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