Yat Ming Chu
朱日明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Ming Chu (朱日明), a licensed Responsible Officer with CE reference ARB850. Currently licensed at 1 firm(s): Horun Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Horun Capital Management Limited 泓潤資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-03-13 | present |
| Horun Capital Management Limited 泓潤資產管理有限公司 |
RO | Type 9 — Asset management | 2026-03-13 | present |
| Horun Capital Management Limited 泓潤資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-02-23 | 2026-03-13 |
| Horun Capital Management Limited 泓潤資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-02-23 | 2026-03-13 |
| Oyin Asset Management (Hong Kong) Limited 奧胤資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-12-05 | 2026-02-16 |
| Oyin Asset Management (Hong Kong) Limited 奧胤資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2025-12-05 | 2026-02-16 |
| Hong Kong Jiasheng International Asset Management Limited 香港嘉勝國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-01-04 | 2025-03-03 |
| Hong Kong Jiasheng International Asset Management Limited 香港嘉勝國際資產管理有限公司 |
RO | Type 9 — Asset management | 2024-01-04 | 2025-03-03 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 9 — Asset management | 2023-05-03 | 2023-12-31 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-09 | 2023-12-31 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 4 — Advising on securities | 2022-08-09 | 2023-12-31 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-12 | 2022-08-09 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 9 — Asset management | 2022-07-12 | 2023-05-03 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2016-12-20 | 2022-06-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-01 | 2022-06-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-01 | 2022-06-30 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-19 | 2016-04-30 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-19 | 2016-04-30 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-16 | 2011-03-15 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-26 | 2010-08-30 |