Chun Wai Yu
余俊緯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai Yu (余俊緯), a licensed Representative with CE reference AWL989. Currently licensed at 2 firm(s): KGI Capital Asia Limited, KGI Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-22 | present |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-22 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-30 | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-16 | 2012-06-23 |