Man Kuen Au
區敏娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Kuen Au (區敏娟), a licensed former licensee with CE reference AOV369. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-05 | 2019-12-01 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-26 | 2010-02-03 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-18 | 2009-06-16 |