Wing Kei Tse
謝詠基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Kei Tse (謝詠基), a licensed Responsible Officer with CE reference APW578. Currently licensed at 1 firm(s): CSC Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-14 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 9 — Asset management | 2024-10-14 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-25 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-10-17 | 2024-10-14 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-25 | 2024-10-14 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-08 | 2018-04-18 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-08 | 2018-04-18 |
| Public Securities Limited 大眾証券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-12 | 2015-04-27 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-22 | 2010-03-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-03 | 2008-01-04 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-03 | 2008-01-04 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-12-03 | 2008-01-04 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-12-03 | 2008-01-04 |