Suk Chi Quinnie Tam
譚淑孳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Chi Quinnie Tam (譚淑孳), a licensed Responsible Officer with CE reference AWW454. Currently licensed at 1 firm(s): Tai Shing Stock Investment Co. Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 9 — Asset management | 2017-08-18 | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-22 | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 4 — Advising on securities | 2017-05-22 | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-16 | 2017-05-22 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-16 | 2017-05-22 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 9 — Asset management | 2011-03-16 | 2017-08-18 |