Yin Chi Wong
王彥慈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Chi Wong (王彥慈), a licensed former licensee with CE reference AJF259. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaiseSun Capital Limited 蕊申資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-19 | 2025-02-26 |
| RaiseSun Capital Limited 蕊申資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-30 | 2025-02-26 |
| RaiseSun Capital Limited 蕊申資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-09-30 | 2025-02-26 |
| RaiseSun Capital Limited 蕊申資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-02 | 2019-09-30 |
| RaiseSun Capital Limited 蕊申資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-09-02 | 2019-09-30 |
| Apastron Capital Limited |
RO | Type 1 — Dealing in securities | 2017-05-04 | 2019-04-03 |
| Apastron Capital Limited |
RO | Type 6 — Advising on corporate finance | 2017-05-04 | 2019-04-03 |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-09-26 | 2016-07-29 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-22 | 2016-07-29 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-22 | 2014-09-26 |
| Convoy Capital Hong Kong Limited 康宏資本香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-01-09 | 2014-07-20 |
| Convoy Capital Hong Kong Limited 康宏資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-27 | 2013-01-09 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-12 | 2012-09-22 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-11 | 2010-07-01 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-01-21 | 2010-07-01 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-04 | 2007-12-15 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-14 | 2007-12-15 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-12-30 | 2007-06-01 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-12-23 | 2006-12-18 |