Barton Chun Leung Lai
黎振良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barton Chun Leung Lai (黎振良), a licensed Responsible Officer with CE reference ARF922. Currently licensed at 2 firm(s): Halcyon Securities Limited, Halcyon Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-29 | present |
| Halcyon Capital Limited 鎧盛資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-01-18 | present |
| Halcyon Capital Limited 鎧盛資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-15 | 2019-01-18 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-20 | 2013-03-01 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-01 | 2011-05-24 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-01 | 2010-03-31 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-01 | 2011-05-24 |