Vivian (SFC:AFV100) Ng
伍穎思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian (SFC:AFV100) Ng (伍穎思), a licensed former licensee with CE reference AFV100. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-08 | 2012-10-16 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-08 | 2010-03-31 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-18 | 2012-10-16 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-02 | 2008-06-06 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-17 |