Lawrence Wai Kong Wu
胡偉剛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Wai Kong Wu (胡偉剛), a licensed Responsible Officer with CE reference ACO383. Currently licensed at 1 firm(s): Heritvest Wealth Management (Hong Kong) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-03-08 | present |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-03-08 | present |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-20 | present |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-04-03 | 2020-08-31 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 9 — Asset management | 2017-04-03 | 2020-08-31 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-11-07 | 2017-03-31 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 9 — Asset management | 2011-11-07 | 2017-03-31 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-03 | 2011-09-12 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-05-08 | 2011-09-12 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2008-05-08 | 2011-09-12 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-04 | 2011-01-13 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-10 | 2011-01-13 |
| Ethk Funds Limited | RO | Type 4 — Advising on securities | 2005-07-25 | 2007-12-01 |
| Ethk Funds Limited | RO | Type 9 — Asset management | 2005-07-25 | 2007-12-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-24 | 2005-07-08 |