Ming Kwong Tse
謝明光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Kwong Tse (謝明光), a licensed former licensee with CE reference ABE299. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-12 | 2023-09-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 4 — Advising on securities | 2020-10-12 | 2023-09-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 9 — Asset management | 2020-10-12 | 2023-09-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-07 | 2020-10-12 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-07 | 2020-10-12 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 9 — Asset management | 2020-10-07 | 2020-10-12 |
| Ethk Funds Limited | RO | Type 9 — Asset management | 2017-03-09 | 2020-09-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 4 — Advising on securities | 2005-01-20 | 2020-09-30 |
| VC Futures Limited 滙盈期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-01-20 | 2020-09-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2020-09-30 |
| VC Futures Limited 滙盈期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2020-09-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-08-26 |