Dennis Wing Kit Chow
周榮傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Wing Kit Chow (周榮傑), a licensed Responsible Officer with CE reference ABN739. Currently licensed at 2 firm(s): Upbest Securities Company Limited, Upbest Assets Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 4 — Advising on securities | 2012-06-22 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 9 — Asset management | 2012-06-22 | present |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 4 — Advising on securities | 2012-06-06 | present |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 9 — Asset management | 2012-06-06 | present |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-12-16 | 2012-05-31 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 — Asset management | 2009-12-16 | 2012-05-31 |
| Elite Financial Services Limited 卓越理財顧問有限公司 |
RO | Type 4 — Advising on securities | 2009-05-22 | 2009-08-13 |
| National Asset Management Limited 國民資產管理有限公司 |
RO | Type 9 — Asset management | 2007-12-06 | 2008-10-02 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
RO | Type 4 — Advising on securities | 2007-04-23 | 2007-11-12 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-10 | 2007-04-23 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 4 — Advising on securities | 2006-04-27 | 2006-10-15 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 9 — Asset management | 2006-04-27 | 2006-10-15 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 4 — Advising on securities | 2005-12-28 | 2006-08-18 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 9 — Asset management | 2005-12-28 | 2006-08-18 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-05 | 2005-12-28 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 9 — Asset management | 2005-10-05 | 2005-12-28 |
| Ethk Funds Limited | RO | Type 4 — Advising on securities | 2005-01-13 | 2005-09-02 |
| Ethk Funds Limited | RO | Type 9 — Asset management | 2005-01-13 | 2005-09-02 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 9 — Asset management | present | 2003-07-21 |