Upbest Assets Management Limited

美建管理有限公司

CE No. AFF398 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Upbest Assets Management Limited (美建管理有限公司), a Hong Kong-based licensed corporation with CE reference AFF398. Currently licensed for regulated activity type(s) 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 18).

More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →

Registered address

2/F, Wah Kit Commercial Centre, 302 Des Voeux Road Central

Licence history

Activity	From	To
Type 4 — Advising on securities	present	present
Type 6 — Advising on corporate finance	present	present
Type 9 — Asset management	present	present

Licensed staff (all-time) (18)
Active on date

4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Samuel Shong Au-Yong 歐陽淞	RO 6	2018-10	Present
Annie Wai Ling Cheng 鄭偉玲	RO 4, 6, 9 Rep 4, 9	2004-11	Present
Charles Kai Ming (SFC:AAD226) Cheng 鄭啟明	RO 4, 6, 9	Pre-2003	2010-03
Dennis Wing Kit Chow 周榮傑	RO 4, 9	2012-06	Present
George Kwok Cheung Li 李國祥	RO 4, 6, 9	Pre-2003	2010-03
Shu Ming Shiu 蕭恕明	RO 6 Rep 9	2014-05	2015-04
Man Tak Suen 孫文德	RO 4, 6, 9	2007-05	2012-06
Chun Fai Tung 董駿暉	RO 6	2012-12	2013-04
Howard Ho Kit Wong 黃浩傑	RO 6 Rep 9	2011-01	2017-06
Karmen Dorothy Chui 崔嘉敏	Rep 9	2011-01	2012-02
Tai Yiu Kwok 郭大曜	Rep 4, 6, 9	2014-09	2015-06
Pavina Pavivan 林展穎	Rep 9	2010-07	2012-08
John David Pies	Rep 9	2010-03	2010-11
Hiu Chong Thong 唐曉鐘	Rep 9	2014-03	2024-06
Sing Chi Wong 黃承志	Rep 9	2012-08	2021-12
Vincent Yun Shing Woo 胡殷誠	Rep 9	2016-11	Present
Shing Him Yuen 袁承謙	Rep 6	2018-04	2021-11
Fengkuan Zhao 趙鳳寬	Rep 9	2009-01	2011-02